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Securities Enforcement
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David Przygoda (New York University School of Law '04) works with partner Eva Carman representing an individual in an investigation related to market timing practices. |
Recent highlights of the Litigation Department's securities enforcement practice include:
- Representation of an individual who has been pursued civilly (by the Securities & Exchange
Commission) on allegations relating to efforts to circumvent a mutual fund
companies' restrictions on market timing. For a description of an associate's
role in this matter, click here.
- Representation of several public companies in investigations
by the Securities & Exchange Commission and/or Department
of Justice into alleged back-dating of stock options. For a description
of an associate's role in these matters, click here.
- Representation of an individual who has been pursued civilly (by the Securities & Exchange Commission) and criminally (by the Department of Justice) on allegations relating to insider trading in connection with the triggering of a public company's poison pill.
- Investigation on behalf of an audit committee of a public company into financial reporting and other accounting issues following the Company's announcement that it would need to restate its financial results for three different fiscal years.
- Representation of a hedge fund management company and its principal in an investigation by the Securities and Exchange Commission relating to market timing practices.
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