practice culture join
  Departments
 
  Corporate | Litigation | Tax & Benefits | Private Client Group | Labor & Employment | Bankruptcy  
Ropes & Gray
    < home



< back


Securities Enforcement

 
David Przygoda (New York University School of Law '04) works with partner Eva Carman representing an individual in an investigation related to market timing practices.

Recent highlights of the Litigation Department's securities enforcement practice include:

  • Representation of an individual who has been pursued civilly (by the Securities & Exchange Commission) on allegations relating to efforts to circumvent a mutual fund companies' restrictions on market timing. For a description of an associate's role in this matter, click here.
  • Representation of several public companies in investigations by the Securities & Exchange Commission and/or Department of Justice into alleged back-dating of stock options. For a description of an associate's role in these matters, click here.
  • Representation of an individual who has been pursued civilly (by the Securities & Exchange Commission) and criminally (by the Department of Justice) on allegations relating to insider trading in connection with the triggering of a public company's poison pill. 
  • Investigation on behalf of an audit committee of a public company into financial reporting and other accounting issues following the Company's announcement that it would need to restate its financial results for three different fiscal years.
  • Representation of a hedge fund management company and its principal in an investigation by the Securities and Exchange Commission relating to market timing practices.
 
Jessie Brown (Harvard Law School '06) teamed up with partner Chris Conniff on a confidential insider trading matter.

< back